Context source · CXF-S-2871387D79BC

Legalist April 1 UCC filings — Nevada and North Carolina all-assets notices

SHA-256 2871387d79bcfc09c345…5 pages · 959 KB

DISTILLATES

What the source contains

Each card carries the governed distillate name from the database. Open the quoted anchor before relying on the interpretation.

claimallegation

Exhibit4 filed April15,2026 contains Nevada receipt and acknowledgement for UCC1 number2024395945-0, work orderW2024040101722, filed April1,

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EXHIBIT 4 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 1 of 5 PageID# 2739

claimallegation

Nevada financing statement names CYBERLUX CORPORATION as organisational debtor and LEGALIST SPV III, LP as secured party, with ALL ASSETS co

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Filing Acknowledgement April 1, 2024 11:49 AM Work Order Number Initial Filing Number W2024040101722 2024395945-0 Filing Description Document Filing Number UCC-1 2024395945-0 Debtors CYBERLUX CORPORATION 800 PARK OFFICES DR., STE. 3209 RESEARCH TRIANGLE PARK, NC 27709 Secured Parties LEGALIST SPV III, LP 58 WEST PORTAL AVE. NO. 747 SAN FRANCISCO, CA 94127 The Nevada Secretary of State, Uniform Commercial Code Division has filed the attached documents. The filing number, date, and time are shown on each document. The filing number can be used to reference the document in the future. FRANCISCO V. AGUILAR Secretary of State DEPUTY BAKKEDAHL Deputy Secretary for Commercial Recordings STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880 Fax (702) 486-2888 http://www.nvsos.gov/ LEGALIST_000016 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 3 of 5 PageID# 2741

claimallegation

The North Carolina statement bears file number20240038686M, filed April1,2024 at7:44PM, names the same corporate debtor and Legalist SPV III

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Case 3•25-c 00483-1AG Document 175-5 Filed 04/15/26 age Pile Number: 20240038686M amper. Date Filed: 4/1/2024 7:44:00 PM Elaine F. Marshall NC Secretary of State UCC FINANCING STATEMENT FOLLOW INSTRUCTIONS A. NAME & PHONE OF CONTACT AT FILER (optional) Corporation Service Company B. E-MAIL CONTACT AT FILER (optional) SPRFiling@cscglobal.com C. SEND ACKNOWLEDGMENT TO: (Name and Address) Corporation Service Company 801 Adlai Stevenson Drive Springfield, IL 62703 THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY 1. DEBTOR'S NAME: Provide only one Debtor name (1 a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 1b, leave all of item 1 blank, check here and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 1a. ORGANIZATION'S NAME OR CYBERLUX CORPORATION 1b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 1c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 800 Park Offices Dr., Ste. 3209 Research Triangle NC 27709 USA 2. DEBTOR'S NAME: Provide only one Debtor name (2a or 2b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 2b, leave all of item 2 blank, check here and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 2a. ORGANIZATION'S NAME OR 2b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 2c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 3. SECURED PARTY'S NAME (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY): Provide only one Secured Party name (3a or 3b) 3a. ORGANIZATION'S NAME OR Legalist SPV III, LP 3b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 3c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 58 West Portal Ave. #747 San Francisco CA 94127 USA 4. COLLATERAL: This financing statement covers the following collateral: All assets 5. Check only if applicable and check only one box: Collateral is held in a Trust (see UCC1Ad, item 17 and Instructions) being administered by a Decedent's Personal Representative 6a. Check only if applicable and check only one box: 6b. Check only if applicable and check only one box: Public-Finance Transaction Manufactured-Home Transaction A Debtor is a Transmitting Utility Agricultural Lien Non-UCC Filing 7. ALTERNATIVE DESIGNATION (if applicable): Lessee/Lessor Consignee/Consignor Seller/Buyer Bailee/Bailor Licensee/Licensor 8. OPTIONAL FILER REFERENCE DATA: 2797 73186 FILING OFFICE COPY - UCC FINANCING STATEMENT (Form UCC1) (Rev. 04/20/11) International Association of Commercial Administrators (IACA) LEGALIST_000018

claimallegation

The two statements document state filing notices and collateral descriptions. They contain no loan balance, advance ledger, signed security

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Filing Acknowledgement April 1, 2024 11:49 AM Work Order Number Initial Filing Number W2024040101722 2024395945-0 Filing Description Document Filing Number UCC-1 2024395945-0 Debtors CYBERLUX CORPORATION 800 PARK OFFICES DR., STE. 3209 RESEARCH TRIANGLE PARK, NC 27709 Secured Parties LEGALIST SPV III, LP 58 WEST PORTAL AVE. NO. 747 SAN FRANCISCO, CA 94127 The Nevada Secretary of State, Uniform Commercial Code Division has filed the attached documents. The filing number, date, and time are shown on each document. The filing number can be used to reference the document in the future. FRANCISCO V. AGUILAR Secretary of State DEPUTY BAKKEDAHL Deputy Secretary for Commercial Recordings STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880 Fax (702) 486-2888 http://www.nvsos.gov/ LEGALIST_000016 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 3 of 5 PageID# 2741

entityobservation

CYBERLUX CORPORATION

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Filing Acknowledgement April 1, 2024 11:49 AM Work Order Number Initial Filing Number W2024040101722 2024395945-0 Filing Description Document Filing Number UCC-1 2024395945-0 Debtors CYBERLUX CORPORATION 800 PARK OFFICES DR., STE. 3209 RESEARCH TRIANGLE PARK, NC 27709 Secured Parties LEGALIST SPV III, LP 58 WEST PORTAL AVE. NO. 747 SAN FRANCISCO, CA 94127 The Nevada Secretary of State, Uniform Commercial Code Division has filed the attached documents. The filing number, date, and time are shown on each document. The filing number can be used to reference the document in the future. FRANCISCO V. AGUILAR Secretary of State DEPUTY BAKKEDAHL Deputy Secretary for Commercial Recordings STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880 Fax (702) 486-2888 http://www.nvsos.gov/ LEGALIST_000016 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 3 of 5 PageID# 2741

entityobservation

LEGALIST SPV III, LP

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Filing Acknowledgement April 1, 2024 11:49 AM Work Order Number Initial Filing Number W2024040101722 2024395945-0 Filing Description Document Filing Number UCC-1 2024395945-0 Debtors CYBERLUX CORPORATION 800 PARK OFFICES DR., STE. 3209 RESEARCH TRIANGLE PARK, NC 27709 Secured Parties LEGALIST SPV III, LP 58 WEST PORTAL AVE. NO. 747 SAN FRANCISCO, CA 94127 The Nevada Secretary of State, Uniform Commercial Code Division has filed the attached documents. The filing number, date, and time are shown on each document. The filing number can be used to reference the document in the future. FRANCISCO V. AGUILAR Secretary of State DEPUTY BAKKEDAHL Deputy Secretary for Commercial Recordings STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880 Fax (702) 486-2888 http://www.nvsos.gov/ LEGALIST_000016 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 3 of 5 PageID# 2741

entityobservation

Legalist Inc.

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Case 3:25-cV-00483-JAG Document 175F NEB15/26 Page 2 of 5 PagelD# 2740 FRANCISCO V. AGUILAR Commercial Recordings & Notary Division Secretary of State 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138ł DEPUTY BAKKEDAHL North Las Vegas City Hall Deputy Secretary for 2250 Las Vegas Blvd North, Suite 400 Commercial Recordings OFFICE OF THE North Las Vegas, NV 89030 SECRETARY OF STATE Telephone (702) 486-2880 Fax (702) 486-2888 Legalist Inc. Work Order #: W2024040101722 58 West Portal Ave #747 April 1, 2024 San Francisco, CA 94127, USA Receipt Version: 1 Special Handling Instructions: Submitter ID: 557700 Charges Description Fee Description Filing Number Filing Filing Qty Price Amount Date/Time Status UCC-1 Fees 2024395945-0 4/1/2024 Approved $30.00 $30.00 11:49:44 AM Total $30.00 Payments Type Description Payment Status Amount Credit Card 7119973708576911003078 Success $30.00 Credit Card Service Fee Success $0.75 Total $30.75 Credit Balance: $0.00 Legalist Inc. 58 West Portal Ave #747 San Francisco, CA 94127, USA LEGALIST_000015

entityobservation

Corporation Service Company

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Case 3•25-c 00483-1AG Document 175-5 Filed 04/15/26 age Pile Number: 20240038686M amper. Date Filed: 4/1/2024 7:44:00 PM Elaine F. Marshall NC Secretary of State UCC FINANCING STATEMENT FOLLOW INSTRUCTIONS A. NAME & PHONE OF CONTACT AT FILER (optional) Corporation Service Company B. E-MAIL CONTACT AT FILER (optional) SPRFiling@cscglobal.com C. SEND ACKNOWLEDGMENT TO: (Name and Address) Corporation Service Company 801 Adlai Stevenson Drive Springfield, IL 62703 THE ABOVE SPACE IS FOR FILING OFFICE USE ONLY 1. DEBTOR'S NAME: Provide only one Debtor name (1 a or 1b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 1b, leave all of item 1 blank, check here and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 1a. ORGANIZATION'S NAME OR CYBERLUX CORPORATION 1b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 1c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 800 Park Offices Dr., Ste. 3209 Research Triangle NC 27709 USA 2. DEBTOR'S NAME: Provide only one Debtor name (2a or 2b) (use exact, full name; do not omit, modify, or abbreviate any part of the Debtor's name); if any part of the Individual Debtor's name will not fit in line 2b, leave all of item 2 blank, check here and provide the Individual Debtor information in item 10 of the Financing Statement Addendum (Form UCC1Ad) 2a. ORGANIZATION'S NAME OR 2b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 2c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 3. SECURED PARTY'S NAME (or NAME of ASSIGNEE of ASSIGNOR SECURED PARTY): Provide only one Secured Party name (3a or 3b) 3a. ORGANIZATION'S NAME OR Legalist SPV III, LP 3b. INDIVIDUAL'S SURNAME FIRST PERSONAL NAME ADDITIONAL NAME(S)/INITIAL(S) SUFFIX 3c. MAILING ADDRESS CITY STATE POSTAL CODE COUNTRY 58 West Portal Ave. #747 San Francisco CA 94127 USA 4. COLLATERAL: This financing statement covers the following collateral: All assets 5. Check only if applicable and check only one box: Collateral is held in a Trust (see UCC1Ad, item 17 and Instructions) being administered by a Decedent's Personal Representative 6a. Check only if applicable and check only one box: 6b. Check only if applicable and check only one box: Public-Finance Transaction Manufactured-Home Transaction A Debtor is a Transmitting Utility Agricultural Lien Non-UCC Filing 7. ALTERNATIVE DESIGNATION (if applicable): Lessee/Lessor Consignee/Consignor Seller/Buyer Bailee/Bailor Licensee/Licensor 8. OPTIONAL FILER REFERENCE DATA: 2797 73186 FILING OFFICE COPY - UCC FINANCING STATEMENT (Form UCC1) (Rev. 04/20/11) International Association of Commercial Administrators (IACA) LEGALIST_000018

inferenceinference

The two filed notices provide primary support for the asserted April1 filing date, while the scope and priority of an enforceable interest s

The two filed notices provide primary support for the asserted April1 filing date, while the scope and priority of an enforceable interest still depend on additional instruments and later events.

omissiongap

Security agreement, debt ledger and later amendments or termination searches are absent.

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Filing Acknowledgement April 1, 2024 11:49 AM Work Order Number Initial Filing Number W2024040101722 2024395945-0 Filing Description Document Filing Number UCC-1 2024395945-0 Debtors CYBERLUX CORPORATION 800 PARK OFFICES DR., STE. 3209 RESEARCH TRIANGLE PARK, NC 27709 Secured Parties LEGALIST SPV III, LP 58 WEST PORTAL AVE. NO. 747 SAN FRANCISCO, CA 94127 The Nevada Secretary of State, Uniform Commercial Code Division has filed the attached documents. The filing number, date, and time are shown on each document. The filing number can be used to reference the document in the future. FRANCISCO V. AGUILAR Secretary of State DEPUTY BAKKEDAHL Deputy Secretary for Commercial Recordings STATE OF NEVADA OFFICE OF THE SECRETARY OF STATE Commercial Recordings Division 401 N. Carson Street Carson City, NV 89701 Telephone (775) 684-5708 Fax (775) 684-7138 North Las Vegas City Hall 2250 Las Vegas Blvd North, Suite 400 North Las Vegas, NV 89030 Telephone (702) 486-2880 Fax (702) 486-2888 http://www.nvsos.gov/ LEGALIST_000016 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 3 of 5 PageID# 2741

otherattribution

Complete supplied 5-page source reviewed at SHA-256 2871387d79bcfc09c345ab5c8371c24978ad6de86eea1c7da5d7fbcf1b193748. Source assertions, ori

Complete supplied 5-page source reviewed at SHA-256 2871387d79bcfc09c345ab5c8371c24978ad6de86eea1c7da5d7fbcf1b193748. Source assertions, original visual features, filing/communication context and identified missing attachments are retained. Exact version_1449275704354606b29084ca18df56db; SHA256 2871387d79bcfc09c345ab5c8371c24978ad6de86eea1c7da5d7fbcf1b193748. All five pages read; both financing statements visually inspected. Original extraction preserved and one image-backed stamp correction supplied.

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EXHIBIT 4 Case 3:25-cv-00483-JAG Document 175-5 Filed 04/15/26 Page 1 of 5 PageID# 2739

questionquestion

What executed security agreement, advance records and current filing history establish attachment and the claimed priority to the interplead

What executed security agreement, advance records and current filing history establish attachment and the claimed priority to the interpleaded funds?

distillateallegation

CONNECT

Reviewed relationships

The canvas follows the database: source to DISTIL record, DISTIL record to knowledge object, then reviewed relationship. Position alone means nothing.

Attached Exhibit A identifies CYBERLUX CORPORATION as debtor and Legalist SPV III, LP as secured party, collateral All assets. The visually checked North Carolina stamp is file 20240038686M, April 1, 2024 at 7:44 PM. Corporation Service Company is the filer, not the lender.supportsThe North Carolina statement bears file number20240038686M, filed April1,2024 at7:44PM, names the same corporate debtor and Legalist SPV III, LP, and describes All assets. Corporation Service Company is filer/acknowledgement recipient, not the secured creditor. The original extraction misread the file number; the visible stamp controls the readable correction.

Same North Carolina file 20240038686M and date; duplicate instrument representation, not independent security proof.

50%

Exhibit4 filed April15,2026 contains Nevada receipt and acknowledgement for UCC1 number2024395945-0, work orderW2024040101722, filed April1,2024 at11:49AM (receipt11:49:44). Receipt records approval and$30 filing plus$0.75 service fee. The filer Legalist Inc. is distinct from the named secured party Legalist SPV III, LP.supportsLegalist lists itself secured April1,2024 for$13,608,702.73. It labels the United States secured with seven entries: August21,2017 $40,755.31; October10,2023 $2,617.01 and$320.48; April30,2024 $358.73,$87,188.95,$149,003.11 and$869,532.75. These correctly sum$1,149,776.34; date sequence alone does not establish the table’s asserted legal ranking.

Nevada primary filing acknowledgement substantiates Legalist’s stated April1 filing date, not ultimate priority.

50%

Legalist asserts a security interest created March27,2024, perfected by Nevada and North Carolina filings April1,2024, covering all subject proceeds and all later advances with that priority date. It cites state statutory provisions. These are claimant security and priority assertions; no determination of attachment, competing ownership or priority is made by this response.qualifiesThe two statements document state filing notices and collateral descriptions. They contain no loan balance, advance ledger, signed security agreement, continuations or later status search; filing alone does not establish attachment, surviving perfection or priority to particular proceeds.

Actual UCC statements establish filing notice, not every attachment or priority proposition asserted in the response.

50%

After Belote asks whether Atlantic Wave claims priority over Legalist, Walton answers yes at 2:41 PM on May 19. He asserts perfection by July 2023 in Virginia, Texas and North Carolina, contrasts Legalist’s April and July 2024 North Carolina stamps, and on information and belief says Legalist’s interest could not arise before April 2024 receivables sales. These are advocacy positions, not proof of attachment, governing jurisdiction or priority.qualifiesExhibit4 filed April15,2026 contains Nevada receipt and acknowledgement for UCC1 number2024395945-0, work orderW2024040101722, filed April1,2024 at11:49AM (receipt11:49:44). Receipt records approval and$30 filing plus$0.75 service fee. The filer Legalist Inc. is distinct from the named secured party Legalist SPV III, LP.

Walton describes North Carolina-only Legalist stamps; source67 also contains a Nevada April 1 filing. Preserve limited email attachment scope rather than global absence conclusion.

50%

The North Carolina statement bears file number20240038686M, filed April1,2024 at7:44PM, names the same corporate debtor and Legalist SPV III, LP, and describes All assets. Corporation Service Company is filer/acknowledgement recipient, not the secured creditor. The original extraction misread the file number; the visible stamp controls the readable correction.supportsThe two filed notices provide primary support for the asserted April1 filing date, while the scope and priority of an enforceable interest still depend on additional instruments and later events.